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Siddhu ManojFounder & CEO of Two-LYP Computations Pvt. Ltd.
“Incorporating my Startup with IncorpX was an incredibly smooth and hassle-free experience. The team was highly professional, guiding us every step of the way with clear communication and prompt support. The registration process was fast, and every detail was handled with precision and accuracy. Highly recommend IncorpX for anyone starting a business.”
Abhishek LohaniDirector at Lohani Learnings
“Company is good and service is also smooth. I used their compliance service and the response was timely with no delay and price are also convenient. They are always available to cater your need.”
Chandan Kr. ChaudharyFounder of Creative Minds
“I am very satisfied with the team of IncorpX for providing the top notch services. Team of IncorpX was giving the update on daily basis was one of the best thing which I experience in Corporate. keep doing it. Thank you!”
Jayavijaya SJFounder of Agro Farms
“Don't think twice.Got my company incorporates here. Tbh very impressed by the quality of service provided by this team. Very organized and friendly team. Had a smooth and peaceful experience. Timely regular updates were provided by the team. Overall a great experience.”
Anoop KrishnanFounder of EIGHTH DAY FORGE
“It's rare to find a service provider who makes the process feel personal - IncorpX absolutely did. From day one, they patiently explained every detail without any jargon, making it easy to understand and stress-free. There was zero chasing, no delays-just efficient, smooth execution all the way through. I felt supported, heard, and confident at every step of registering my company EIGHTH DAY FORGE (OPC) Private Limited. Thanks to Mr. Sriram and his wonderful team.”
Ramesh LankeFounder of EKnal Technologies
“IncorpX made the entire registration process for our company, EKnal Technologies, smooth and stress-free. Their team was professional, efficient, and incredibly supportive from start to finish. Highly recommend them to any founder looking for a reliable partner in their business journey! Special shoutout to Sriram and Aswin-your support, clarity, and responsiveness made the whole process incredibly smooth.”
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Kickstart your venture with efficient company setup, generally processed within a week.
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Navigate Complex Regulatory Requirements with Confidence in Rourkela?
Expert guidance for RBI, NBFC, IRDA & financial sector compliance - Stay penalty-free with our regulatory specialists
HERE'S HOW IT WORKS
1. Fill the Form
Share your basic details through the form.
2. Call to discuss
Our team will reach out to guide you through the process.
3. Get Complete Regulatory Compliance Support
From licensing to ongoing filings, our experts handle all your regulatory requirements. Quick and hassle-free.
SIMPLE & TRANSPARENT PRICING
MOST POPULAR
Regulatory Compliance Package in Rourkela
₹4999 /one-time
Get incorporated in 9 days
Fast 9-day process Satisfaction assured
Regulatory Assessment
Compliance Gap Analysis
License Application Support
Document Preparation
Regulator Liaison
Filing & Submission
Compliance Calendar
Penalty Prevention
Audit Preparation
Dedicated Compliance Expert
*Statutory charges applicable as per government norms
4.9/5 based on 922+ reviews
Risk-free registration
100% secure checkout
5-star service
IncorpX Prime
An all-inclusive solution for startups and expanding enterprises seeking a streamlined, compliant incorporation process.
Key Benefits
Priority handling by senior registration experts.
Express filing within 2 days of document submission.
Round-the-clock WhatsApp support.
Important Notes
Multiple name options processed to maximize approval chances.
Expert guidance on MCA-compliant naming conventions.
Regulatory Compliance refers to the adherence to laws, regulations, guidelines, and specifications relevant to an organization's business operations. In India, businesses in the financial services, insurance, banking, and fintech sectors must comply with regulations from multiple authorities like RBI, IRDA, SEBI, and other sector-specific regulators.
Non-compliance with regulatory requirements can result in heavy penalties, license cancellation, prosecution of directors, and reputational damage. This makes regulatory compliance not just a legal necessity but a business imperative for organizations operating in regulated sectors.
At IncorpX, we provide comprehensive Regulatory Compliance Services covering the entire spectrum of financial and insurance sector regulations. Our team of experienced regulatory experts, Chartered Accountants, and Company Secretaries helps businesses navigate complex compliance requirements seamlessly.
Whether you're a startup looking to enter a regulated sector, an established business seeking to maintain compliance, or a company facing regulatory scrutiny, IncorpX has the expertise to guide you through every step of your regulatory journey.
What is Regulatory Compliance?
Regulatory Compliance is the process by which companies ensure they meet all applicable legal requirements, industry standards, and regulatory guidelines. In India's financial services sector, this includes compliance with regulations issued by various bodies like RBI, IRDA, SEBI, and other statutory authorities.
Regulatory compliance encompasses:
Licensing & Registration: Obtaining necessary licenses to operate legally in a regulated sector.
Periodic Filings: Submitting returns, reports, and disclosures as required by regulators.
Operational Compliance: Adhering to prescribed norms for capital adequacy, governance, and conduct.
Risk Management: Implementing controls and systems to manage regulatory risks.
Key Regulatory Bodies in India:
RBI (Reserve Bank of India):
Regulates banks, NBFCs, payment systems, and forex operations.
IRDA/IRDAI (Insurance Regulatory and Development Authority):
Regulates insurance companies, brokers, and intermediaries.
SEBI (Securities and Exchange Board of India):
Regulates capital markets, mutual funds, and investment advisors.
PFRDA:
Regulates pension funds and National Pension System.
Why Regulatory Compliance Matters!
Regulatory violations can attract penalties ranging from ₹1 lakh to ₹25 crore depending on the severity. In extreme cases, directors can face imprisonment and companies can lose their operating licenses. Proactive compliance is the only way to protect your business and reputation.
Our Regulatory Services in Rourkela:
IncorpX offers comprehensive regulatory compliance services across all major regulatory domains:
Understanding regulatory compliance can be complex. We've compiled answers to the most frequently asked questions to help you navigate regulatory requirements effectively.
These FAQs cover licensing, filings, penalties, and how IncorpX can help your business stay compliant.
Regulatory compliance refers to the process of adhering to laws, regulations, guidelines, and specifications relevant to a business. In India, companies in financial services, insurance, and banking sectors must comply with regulations from bodies like RBI, IRDA, and SEBI.
Businesses that need regulatory compliance include:
NBFCs and lending companies (RBI)
Insurance brokers and agents (IRDA)
Investment advisors and portfolio managers (SEBI)
Payment aggregators and gateways (RBI)
Forex dealers and money changers (RBI)
All registered companies (MCA)
RBI compliance includes adhering to regulations issued by the Reserve Bank of India for NBFCs, banks, payment systems, and forex operations. This includes licensing, capital requirements, periodic returns, and operational guidelines.
IRDA compliance involves following regulations from the Insurance Regulatory and Development Authority for insurance companies, brokers, corporate agents, TPAs, and surveyors. It includes licensing, capital requirements, and conduct regulations.
Penalties vary by regulator and violation type but can range from ₹1 lakh to ₹25 crore. Serious violations can lead to license cancellation, prosecution of directors, and even imprisonment.
The applicable regulator depends on your business activity. NBFCs fall under RBI, insurance intermediaries under IRDA, investment services under SEBI. IncorpX can help identify all applicable regulators for your business.
NBFC (Non-Banking Financial Company) is a company engaged in lending, investment, or other financial activities. NBFCs are regulated by RBI and must obtain an NBFC license before commencing operations.
Common regulatory filings include:
Annual returns with RBI/IRDA/SEBI
Monthly/quarterly returns
Financial statements and audit reports
Compliance certificates
Material change intimations
A compliance calendar is a schedule of all regulatory deadlines, filing dates, and compliance requirements. It helps businesses track and meet all their regulatory obligations on time.
Yes. IncorpX has expertise across RBI, IRDA, SEBI, MCA, and other regulatory bodies. We provide comprehensive compliance support regardless of how many regulators your business deals with.
Gap analysis is a comprehensive assessment of your current compliance status against regulatory requirements. It identifies areas where your business may be non-compliant and needs improvement.
License timelines vary:
NBFC Registration: 4-6 months
Insurance Broker License: 3-4 months
Payment Aggregator: 6-12 months
Investment Advisor: 2-3 months
Operating without required licenses is a serious violation. It can result in heavy penalties, shutdown of operations, prosecution, and imprisonment of directors under applicable laws.
Yes. We provide ongoing compliance support including periodic filings, compliance calendar management, regulatory updates, and continuous monitoring to ensure you stay compliant.
Costs vary based on the type of regulatory service required. Our regulatory compliance packages start from ₹4,999. Contact us for a customized quote based on your specific requirements.
To avoid penalties:
Maintain a compliance calendar
File returns on time
Keep records properly
Stay updated on regulatory changes
Engage professional compliance support
AML (Anti-Money Laundering) and KYC (Know Your Customer) compliance involves implementing procedures to prevent money laundering and verify customer identities. It's mandatory for financial sector entities.
Yes. We help companies respond to show-cause notices from RBI and other regulators. Our team prepares comprehensive responses and represents clients before regulatory authorities.
Common documents include company incorporation documents, director KYC, financial statements, capital adequacy proof, business plan, policies and procedures, and professional qualifications of key personnel.
